CHARLOTTE, N.C. , Oct. 11, 2021 (World NEWSWIRE) — LPL Money LLC (Nasdaq: LPLA) announced these days that financial advisor Douglas Chin has joined LPL Financial’s broker-dealer, company registered investment decision advisor (RIA) and custodial platforms, aligned with Gladstone Wealth Associates, a substantial business on LPL’s hybrid RIA platform. He documented getting served approximately $two hundred million in advisory, brokerage and retirement approach property*, and joins from Morgan Stanley.
Based in Crimson Lender, N.J., Chin serves large-net-worth family members and small organizations in progressing toward their at any time-shifting financial aims. With 30 yrs of knowledge in the marketplace, he delivers each customer with personalized support, getting a goal-oriented approach to investment decision management. “I aim on long-phrase planning to assistance shoppers go after their financial goals, whilst developing sturdy associations with each and every single a single of them in the process. I incorporate the ‘mom rule’ in my company philosophy, treating shoppers with the identical respect I give my very own mother,” Chin reported.
Chin is a retired Navy Captain, getting served over 30 yrs on lively obligation and in reserves. He commanded 3 big models and worked in countrywide and regional staff members, evaluation command and selection boards. In addition, he was an lively member on the Board of Directors as Treasurer and Expenditure Committee Chairman for Navy Source Corps Basis from 1995 to 2008. Committed to serving the larger excellent and connecting with like-minded men and women, he was also section of different expert and military services businesses.
After functioning in the wirehouse capability for most of his career, Chin made a decision to start an independent observe in alignment with Gladstone Wealth Associates. With the transfer, he is joined by Carolyn Anderson, registered administrative assistant. Chin mentioned, “Every company selection I make is in my clients’ best interests, and the independence I will get with LPL, coupled with the more methods from the partnership with Gladstone, is just what I need to further act on that theory. I have the best freedom to handle and advance my observe, with no anxieties about getting to hit quotas.”
Chin appreciates the assortment of investment decision choices and revolutionary technologies abilities delivered by LPL. He believes that will assistance differentiate his observe in the marketplace, as very well as elevate his support choices to shoppers. “My shoppers will now appreciate large-quality support, personalized methods and guidance that is goal,” Chin reported.
Richard Frick, managing spouse and CEO at Gladstone Wealth Associates, reported, “We are proud to spouse with Doug in his journey to independence. We welcome him to the Crimson Lender place of work and glimpse ahead to aiding him boost his value with shoppers and establish an even far more prosperous observe. The flight to quality is soaring as far more advisors make the transfer to independence, and Gladstone is below to assistance them with custom made methods and individual guidance every single move of the way.”
Scott Posner, LPL government vice president, Organization Progress, mentioned, “We warmly welcome Doug to the LPL local community and congratulate him on his new independent observe. At LPL, we feel advisors know their company best, and we are committed to furnishing them with the most revolutionary company methods and unwavering guidance. We offer the versatility and scale that embolden advisors with the autonomy to operate their prosperous tactics and exceed marketplace standards. We glimpse ahead to supporting Doug in his long-long lasting relationship with Gladstone Wealth Associates.”
Go through about other firms that not too long ago joined LPL in the LPL Money Information and Media section of LPL.com.
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About LPL Money
LPL Money (Nasdaq: LPLA) was founded on the theory that the company need to operate for the advisor, and not the other way close to. Today, LPL is a leader** in the markets we serve, supporting far more than 19,000 financial advisors, 800 establishment-based mostly investment decision systems and 450 independent RIA firms nationwide. We are steadfast in our determination to the advisor-centered design and the perception that Americans are entitled to accessibility to goal steering from a financial advisor. At LPL, independence implies that advisors have the freedom they are entitled to to select the company design, services, and technologies methods that allow them to operate their excellent observe. And they have the freedom to handle their customer associations, mainly because they know their shoppers best. Simply set, we consider treatment of our advisors, so they can consider treatment of their shoppers.
** Top RIA custodian (Cerulli Associates, 2019 U.S. RIA Market Report) No. one Independent Broker-Vendor in the U.S. (Based on total revenues, Money Organizing magazine 1996-2021) No. one supplier of third-celebration brokerage services to banking institutions and credit history unions (2020-2021 Kehrer Bielan Study & Consulting Yearly TPM Report) Fortune five hundred as of June 2021
*Based on prior company and signifies property that would have been custodied at LPL Money, instead than third-celebration custodians. Claimed property and customer quantities have not been independently and totally verified by LPL Money.
Securities and advisory services supplied by means of LPL Money LLC, an SEC- registered broker-dealer and investment decision advisor. Member FINRA/ SIPC
Through this interaction, the phrases “financial advisors” and “advisors” are used to refer to registered reps and/or investment decision advisor reps affiliated with LPL Money LLC. We routinely disclose information and facts that may be important to shareholders in the “Investor Relations” or “Press Releases” section of our web-site.
Gladstone Wealth Associates and LPL Money are different entities.
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